Elementry Education

<<BACK

EDUCATION GUARANTEE SCHEME AND ALTERNATIVE & INNOVATIVE EDUCATION


10. Planning process / Finalisation of EGS & AIE proposals and their approval.

10.1Discontinuation of Existing NFE Projects 

The state run NFE projects would be discontinued by 31-3-2001.  The VA run NFE projects will also be discontinued latest by 31-3-2001.  Fresh district level proposals for EGS & AIE would be supported from 1-4-2001.  Such proposals would also include proposals of VAs as a part of the district plan for EGS & AIE.  State Government could finalise and submit proposals for the EGS component prior to 31-3-2001 since their preparation may not require a detailed microplanning process.  NFE centres in habitations where EGS schools are proposed to be set up would need to be discontinued prior to finalisation of the proposal.  Also certain proposals for urban areas where state governments, municipal corporation/VAs  have completed microplanning and convergence strategies have been worked out would be considered for funding prior to preparation of district level plans for EGS & AIE or SSA.

10.2  Micro planning and school mapping for EGS & AIE 

10.2.1   The proposals for EGS & AIE have to be based on the habitation/village/urban cluster wise requirements. A process of house to house survey or micro-planning would need to be undertaken in each village to identify the children between 6-14 years, their educational status, whether they are currently going to school or not, the specific problems of children not going to schools etc. Such micro-planning exercises have been undertaken under Lok Jumbish, DPEP (in several states), Janshala Programme (GOI-UN) and enough experience is available at least in the 18 states covered under the above programmes for conducting such micro-planning/survey exercises.  The SSA also requires micro-planning exercises to be undertaken prior to formulation of village/block and district plans. Based on the specific information available for `out of school’ children, strategies could be planned for their education. The initial process of planning would also include mobilisation of the community.  The involvement of VAs including youth club, women’s groups, parent’s group, VEC members in the process of mobilisation and microplanning would be very useful. For the EGS component, identification of schoolless habitations has to be undertaken in a systematic manner.  Alongwith collection of habitation-wise information, it would be necessary to ensure that there is a clearly articulated demand from the community for setting up of new schools.  This is discussed in detail, later in this section (refer Annex III).

10.2.2   For micro-planning/survey several processes could be used by the states. One effective and quick mechanism could be training of a core group of 5-7 members from each village (some could be from the VEC, if a VEC already exists) for conducting house-to-house survey, group discussion, compilation and analysis of information and preparation of a village education plan (which will be a household-wise, child-wise plan of action). It is important to ensure that the village-wise information and the panchayat/block level consolidated records are dynamic  in nature i.e. they can be updated on a periodic basis to get  a clear idea of the status of the ‘out of school’ children. As is done in several states, VEC formation and mobilisation of the community are outcomes of such village survey/planning exercises.

10.3  Planning for EGS proposals 

10.3.1  Proposals for setting up of schools in school-less habitations (EGS) could be finalised and sent  for approval to the central government even before detailed micro-planning is completed in all areas. All states/UTs would be eligible for sending proposals for the EGS component.  For districts currently not covered under projects (DPEP, LJP, GOI-UN) or SSA, only the EGS component would be supported under EGS & AIE during 2000-01.

For the EGS component, a habitation-wise database would be required that would provide information about the number of children not enrolled school and the distance from the nearest government/government aided/local body school.  The proposal for EGS should be available with the State society in the format enclosed at Annex IV.

10.3.2.  States may like to undertake  collection of this information, prior to a  comprehensive microplanning exercise (which will be required for AIE intervention).  Some states already have this information base which would need to be updated/verified.  In a few states, EGS-like schools are already functional.  The information for these schools and habitations would also need to be sent in the format mentioned above.

10.3.3   Community demand: the community could articulate its demand for setting up an EGS school with a request in writing to the Panchayat/BDO/BEO etc.  This should include the list of children in the 6-14 years of age (not going to school) in that habitation’, commitment to get all of them enrolled in the EGS school, provide suitable accommodation for the school, regular supervision etc.  Articulation of this demand would require a mobilisation in the planning process which has to be initiated by the state agencies/PRIs.  However, it is not enough to only collect information as required for the EGS proposal.  The proposals would need to clearly indicate that community mobilsation and consultation has been undertaken in all the habitations.  One of the prerequisites for an EGS proposal is clear articulation of demand by the community.

10.3.4    Guarantee for setting up of EGS:  EGS & AIE envisages a time bound coverage of schoolless habitations by setting up alternative schools on a priority basis.  Articulation of a demand by the community for opening of an EGS school is a pre-requisite for an EGS proposal.  Similarly, there has to be a commitment from the state government to open an EGS school within a reasonable period of time.  This element of a “guarantee” is an initial component of EGS.  Hence, states should work out detailing of the guarantee including the time period for approval at various levels. In the Education Guarantee Scheme being implemented in Madhya Pradesh as a response to the community’s (Panchayat’s) demand for a school, the state government provides a guarantee to set up the EGS school by providing a package including funds for honorarium of the ‘Guruji’, teaching-learning material, training for the Guruji, some contingency funds and a supervision and evaluation system, within 90 days of receiving a demand.

In West Bengal, the Shishu Shiksha Karmasuchi (SSK) also operates on a similar community demand – time bound state response (guarantee) promise, Gram Panchayats verifies the proposal submitted by the parents of children who want a school to be opened in a habitation.  If there is no response from the Gram Panchayat within 4 weeks from the date of submission of the paper by the community, the applicants can move the next higher body i.e. Panchayat Samiti directly.  Similarly a 4 week period is prescribed for other bodies for taking a decision on the application.4

10.3.5  The state would need to finalise the detailed procedure for finalisation of EGS proposals.  The steps would include:

  1. community mobilisation

  2. collection of information of unserved habitations

  3. request from community groups/panchayats

  4. verifications and approval at various levels

  5. follow up action by community to select teacher, identify space and prepare for opening of school. 

Recognising the centrality of community initiative in this component it is desirable to clearly define the roles and responsibilities of the community and different agencies through agreements (see Annex V which provides an illustrative format for EGS) 5

10.4 Apart from the EGS component which is applicable throughout the country, states which do not fall in the educationally backward category would need to identify specific pockets in Panchayats/blocks, urban slums etc. where the percentage of `out of school’ children is high and where specific disadvantaged groups like scheduled tribes, migrating population, street children of sex-workers, bonded/wage earning child labour are located. Micro-planning exercises would need be undertaken in these areas.  The proposals for AIE in these specific areas could include state-run EGS & AIE interventions as well as VA proposals.

10.5  Consolidation and approval of EGS & AIE proposals:

10.5.1 After the plans are prepared at the village level, these could be discussed at the Panchayat level (if necessary) and then screened in the Block level committee. At the block level, the work of allocation of specific strategies/villages to VAs may be undertaken. The Block Committee would forward the plans to the district level committee.

10.5.2  The District Committee would be responsible for incorporation of proposals in the district plan for EGS & AIE/SSA. It would have to ascertain that there is no duplication between state & VA proposals, that there is no dual coverage of children in the formal schools, aided, unrecognised private schools and proposed EGS & AIE centres, and basic information supporting the plans is available.  It may be necessary to incorporate some VAs proposals at the district level also. The district committee would also take into account programmes like NCLP (National Child Labour Projects) while finalising the district plan for EGS & AIE. These plans would then be sent to the state society as a comprehensive, strategy-wise’, consolidated plan for `out of school’ children for the district.  It is expected that the entire process of  microplanning and preparation of village, block and district plans could be completed within 3-4 months if intensive guidance and supervision can be organised by the state society.

10.6.1 The district plans for EGS and AIE (which would form a component of the DEEP, once SSA is implemented in that district) would be appraised by the State Society.  The State Society would undertake an exercise of prioritisation, scrutiny of the database on which the proposals are based, study the appropriateness of the strategies selected and suggest modifications if necessary, check conformity with the EGS and AIE guidelines etc.  The proposals would be sent to the national level with the appraisal report and recommendation of the state society.

The state society would have the power to approve all EGS & AIE proposals (State run or VA) which are within an overall ceiling of centre cost of Rs. 845/- per child per annum for primary level and Rs. 1200/- per child per annum for upper primary level.  All proposals that have unit costs higher than these would need to be sent to the central government for approval.

10.6.2   As far as the releases are concerned, the requirements of the States would be assessed and lump sum grants would be released to the State level societies in 3 instalments of 40/40/20 each.  The State level society has the responsibility to settle the accounts at district level and forward a consolidated statement of accounts to the SSA Mission of this Department.  For the first year of the project, first instalment would be released @ 40% of the demand projected for the year by the State/UTs and the 2nd and 3rd instalments of the first year would be released based on the progress of expenditure reported by the State level society in the month of October/November and after ensuing that the State Govt. has contributed its share for the first instalment.  From the 2nd year onwards, first instalment would be released to the State Society without waiting for audited accounts of the previous year but after ensuing that the State Govt. has contributed its share of the instalment of the previous year.  However, the 2nd instalment would be released only on receipt and settlement of audited accounts for the previous year.

10.7  The process of planning for EGS & AIE in urban slums is more complex since there are several agencies, including state education department, municipal corporation/committee agencies like DUDA (District Urban Development Agency), NGOs etc., where work would need to be coordinated.  A Task Force may be constituted at the city level to prepare a coordinated plan for the urban slums.  The state education department would need to take initiative to get the other agencies involved.

10.8  Facilitation of the planning process

There are at least 3 important pre-requisites for ensuring that appropriate planning process takes place and feasible plans are prepared:

  1. The state would need to prepare detailed guidelines for the micro-planning process and appropriate formats for collection of information. These should be available in most DPEP states. In non-DPEP states also the process is likely to be initiated under SSA. However, based on requirement, the national level would arrange to provide technical support for organising state level workshops for the initial activities. A framework for training and schedule for quick completion of micro-planning exercise would need to be finalised at the state level.

  2. Strategy for analysing the data that is collected would need to be delineated clearly. This would include the level and nature of consolidation of information, the formats for preparation of abstracts, categorisation of children according to age groups & their specific problems.

  3.  Clear norms would need to be conveyed to the block & district levels for various strategies eg. EGS, bridge courses, remedial teaching through Education Volunteers in formal schools etc. Thus the block and district level personnel would need to be oriented about the various strategies that could be adopted for different groups of children and the norms for each of these strategies.  This is a crucial aspect for preparation of quality plans at decentralised levels. Such norms could also include criteria for prioritisation by which  blocks/districts could assign a priority for initiating work in certain villages/pockets or for some groups of children. This would be necessary, in case the funds available are limited or the capacity of the programme management is not adequate to take up all interventions in  all areas at once.

Such norms could include assigning a high priority for:

  1. SC/ST habitations

  2. Habitations where the enrolment rate of girls is very low

  3.  Habitation where either the proportion of out of school children or the total number of out of school children is the highest.

  4. Children belonging to the most vulnerable groups e.g. Street children, bonded child labour etc.

The basis for selection of areas/strategies on a priority basis should be explained to Panchayats & VECs so that there is transparency in the decisions taken at the higher levels..

10.9Initial steps for operationalisation of EGS & AIE         

  1. Identification of a state level society for EGS & AIE.  Notification of a grants-in-aid committee of the society. 

  2. Holding of state and district level workshops for personnel of Education Department and VAs for disseminating information about EGS & AIE.

  3.  Detailing norms and strategies for EGS schools and AIE centres.  Finalisation of detailed guidelines  for EG

  4. Notification of the roles and responsibilities at each level viz. VEC/school committee, Gram Panchayats, block and district level etc.  the fund flow mechanism would also need to be finalised.

  5.  Finalising and starting the process of school mapping and microplanning.  Also finalisation of action plan for initiation of EGS and AIE by 1-4-2001.

  6. Constitution of a state level group to visit the districts during the process of planning.  The team could review the process and suggest corrective action before the plans are finalised.

  7. Identifying and evolving a convergent framework for UEE and EGS & AIE structures.  Assessment of the requirement of personnel for EGS & AIE at district levels and finalisation of staffing patterns.

  8. Informing and involving VAs for EGS & AIE proposals.  Preparing detailed procedure for identification, selection and appraisal of VA proposals.

  9. Capacity building of personnel to ensure that they develop a clear understanding of the new scheme; become familiar with new strategies like bridge courses, back to school camps; understand the nature of academic inputs required etc.  This could also include visits to other projects, NGO programmes.

  10. Developing a framework for training of Education Volunteers, CRPs etc. under the new scheme.  This would involve identification of state and district level agencies for training, development of long duration training packages, development of guidelines for holding of 2 day monthly review meetings etc.  

4 Details of the schemes of EGS schools in schoolless habitations, in different states, are available in the Document “Schools in Unserved habitations – Education Guarantee Scheme” circulated by the Department of Elementary Education  & Literacy to all states.  

5 such a format may have to be finalised in the specific context of the State.

 

EGS & AIE Contents

Continue

top.jpg (3304 bytes)